-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CpXbKu3ihIkqZiZ1AcGViF5sFPq7rtaxCydgAFCRLQ1rq1VMuu6Z/KjJajvz6c8r xpKnpYnMLf5/aBPFIaVSzg== 0001072613-06-000118.txt : 20060124 0001072613-06-000118.hdr.sgml : 20060124 20060124113500 ACCESSION NUMBER: 0001072613-06-000118 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060124 DATE AS OF CHANGE: 20060124 GROUP MEMBERS: C. RICHARD KRAMLICH GROUP MEMBERS: CHARLES W. NEWHALL III GROUP MEMBERS: NEA PARTNERS V, LIMITED PARTNERSHIP GROUP MEMBERS: NEA PARTNERS VII, LIMITED PARTNERSHIP GROUP MEMBERS: NEW ENTERPRISE ASSOCIATES VII, LIMITED PARTNERSHIP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENTERPRISE ASSOCIATES V L P CENTRAL INDEX KEY: 0000938809 IRS NUMBER: 521658139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1119 ST PAUL ST CITY: BALTIMORE STATE: MD ZIP: 21202 MAIL ADDRESS: STREET 1: 1119 ST PAUL ST CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: NEW ENTERPRISE ASSOCIATES V LTD PARTNERSHIP ET AL DATE OF NAME CHANGE: 19950222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED IMAGING CORP CENTRAL INDEX KEY: 0000816066 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770120490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49885 FILM NUMBER: 06545422 BUSINESS ADDRESS: STREET 1: 120 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408)719-6400 MAIL ADDRESS: STREET 1: 120 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 SC 13G/A 1 applied-13g_14104a.txt NEA V 13G/A - APPLIED IMAGING CORP. ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 9)* Applied Imaging Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 03820G106 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ Item 1(a). Name of Issuer: Applied Imaging Corp. -------------- Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 120 Baytech Drive, San Jose, California 95134 Item 2(a). Names of Persons Filing: ----------------------- New Enterprise Associates V, Limited Partnership ("NEA V"); New Enterprise Associates VII, Limited Partnership ("NEA VII"); NEA Partners V, Limited Partnership ("NEA Partners V"), which is the sole general partner of NEA V; NEA Partners VII, Limited Partnership ("NEA Partners VII"), which is the sole general partner of NEA VII; C. Richard Kramlich ("Kramlich") and Charles W. Newhall III ("Newhall"). Kramlich and Newhall are individual general partners of NEA Partners V and NEA Partners VII. The persons named in this paragraph are referred to individually herein as a "Reporting Person" and collectively as the "Reporting Persons." Item 2(b). Address of Principal Business Office or, if None, Residence: ----------------------------------------------------------- The address of the principal business office of NEA V, NEA Partners V, NEA VII, NEA Partners VII and Newhall is New Enterprise Associates, 1119 St. Paul Street, Baltimore, Maryland 21202. The address of the principal business office of Kramlich is New Enterprise Associates, 2490 Sand Hill Road, Menlo Park, California 94025. Item 4. Ownership. --------- Not applicable. Item 5. Ownership of Five Percent or Less of a Class. -------------------------------------------- Each Reporting Person has ceased to own beneficially five percent (5%) or more of the Issuer's outstanding Common Stock. SIGNATURE --------- After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: January 24, 2006 NEW ENTERPRISE ASSOCIATES V, LIMITED PARTNERSHIP By: NEA PARTNERS V, LIMITED PARTNERSHIP By: * ------------------------------- Charles W. Newhall III General Partner NEA PARTNERS V, LIMITED PARTNERSHIP By: * ----------------------------------- Charles W. Newhall III General Partner NEW ENTERPRISE ASSOCIATES VII, LIMITED PARTNERSHIP By: NEA Partners VII, Limited Partnership By: * ------------------------------- Charles W. Newhall III General Partner NEA PARTNERS VII, LIMITED PARTNERSHIP By: * ----------------------------------- Charles W. Newhall III General Partner * - ---------------------------------------- C. Richard Kramlich * - ---------------------------------------- Charles W. Newhall III *By: /s/ Louis S. Citron ---------------------------------- Louis S. Citron, as Attorney-in-Fact - -------------------------------------------------------------------------------- This Amendment No. 9 to Schedule 13G was executed by Louis S. Citron pursuant to a Power of Attorney which was filed with the Securities and Exchange Commission on February 11, 2005 in connection with Amendment No. 8 to Schedule 13G filing for Applied Imaging Corp., which Power of Attorney is incorporated herein by reference. EXHIBIT 1 --------- AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Applied Imaging Corp. EXECUTED as a sealed instrument this 24th day of January, 2006. NEW ENTERPRISE ASSOCIATES V, LIMITED PARTNERSHIP By: NEA PARTNERS V, LIMITED PARTNERSHIP By: * ------------------------------- Charles W. Newhall III General Partner NEA PARTNERS V, LIMITED PARTNERSHIP By: * ----------------------------------- Charles W. Newhall III General Partner NEW ENTERPRISE ASSOCIATES VII, LIMITED PARTNERSHIP By: NEA Partners VII, Limited Partnership By: * ------------------------------- Charles W. Newhall III General Partner NEA PARTNERS VII, LIMITED PARTNERSHIP By: * ----------------------------------- Charles W. Newhall III General Partner * - ---------------------------------------- C. Richard Kramlich * - ---------------------------------------- Charles W. Newhall III *By: /s/ Louis S. Citron ---------------------------------- Louis S. Citron, as Attorney-in-Fact - -------------------------------------------------------------------------------- This Agreement to Amendment No. 9 to Schedule 13G was executed by Louis S. Citron pursuant to a Power of Attorney which was filed with the Securities and Exchange Commission on February 11, 2005 in connection with Amendment No. 8 to Schedule 13G for Applied Imaging Corp., which Power of Attorney is incorporated herein by reference. -----END PRIVACY-ENHANCED MESSAGE-----